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Dealer Business System
Results: 148

#	Item
51	Microsoft Word - pdstruck6173.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-05-25 09:52:37 United States securities law Municipal Securities Rulemaking Board Financial regulation Financial markets U.S. Securities and Exchange Commission North American Securities Administrators Association Broker-dealer Franchising Investor Protection and Securities Reform Act Business Financial economics Financial system
52	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Date: [removed]:06 PM Status: Accepted Add to Reading List Source URL: strategy.duncanwilliams.com Language: English - Date: 2012-04-03 10:58:59 Business Financial services Financial regulation Short Short selling Federal Reserve System Security Margin Broker-dealer Financial markets Financial economics Finance
53	IAC Ch 50, p.1 191—[removed]Dishonest or unethical practices in the securities business[removed]) Dishonest or unethical business practices by any person in the securities business, other Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2014-08-21 21:51:10 Financial markets Financial regulation Short selling Broker-dealer Fixed income market Short Repurchase agreement Security Underwriting Financial economics Finance Financial system
54	No-Action Letter: Financial Industry Regulatory Authority Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2009-09-02 10:39:19 Corporate taxation in the United States Types of business entity Financial system Financial services Net capital rule United States housing bubble Broker-dealer Financial Industry Regulatory Authority Series LLC Financial economics United States securities law Finance
55	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Date: [removed]:10 PM Status: Accepted Add to Reading List Source URL: strategy.duncanwilliams.com Language: English - Date: 2012-05-07 12:38:28 Financial economics Financial services Financial regulation Short Short selling Federal Reserve System Security Margin Broker-dealer Finance Financial markets Business
56	TECSYS and Cleveland Brothers Success Story Add to Reading List Source URL: www.tecsys.com Language: English - Date: 2012-08-15 14:48:06 Technology Warehouse management system Warehouse control system Warehouse Distribution center Caterpillar Inc. Inventory Logistics Dealer Business System Business Management Supply chain management
57	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Date: [removed]:04 AM Status: Accepted Add to Reading List Source URL: strategy.duncanwilliams.com Language: English - Date: 2013-07-18 11:04:39 Financial economics Financial services Financial regulation Short Short selling Federal Reserve System Security Margin Broker-dealer Finance Financial markets Business
58	FEDERAL RESERVE SYSTEM 12 CFR Part 250 [Miscellaneous Interpretations; Docket R[removed]Applicability of Section 23A of the Federal Reserve Act to the Purchase of Securities from Certain Affiliates AGENCY: Board of Governo Add to Reading List Source URL: www.federalreserve.gov Language: English - Date: 2002-06-19 13:37:38 Financial markets United States housing bubble Financial regulation Securities market Short Security Net capital rule Broker-dealer U.S. Securities and Exchange Commission Finance Financial economics Business
59	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Date: [removed]:27 PM Status: Accepted Add to Reading List Source URL: strategy.duncanwilliams.com Language: English - Date: 2013-01-23 13:12:28 Financial economics Financial services Financial regulation Short Short selling Federal Reserve System Security Margin Broker-dealer Finance Financial markets Business
60	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Date: [removed]:10 AM Status: Accepted Add to Reading List Source URL: strategy.duncanwilliams.com Language: English - Date: 2012-04-03 11:04:29 Financial economics Financial services Financial regulation Short Short selling Federal Reserve System Security Margin Broker-dealer Finance Financial markets Business

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